FINRA Regulatory and Examination Priorities

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The Sircon Advantage

Our Vision

Sircon helps you save money and reduce compliance risk by getting and keeping agents / advisors authorized to sell.

Find your Sircon solution

Individuals

Individuals

Never forget to renew your licenses with complete credential visibility, in one convenient location.
 

Agencies

Agencies & Brokers

Benefit from automatic licensing updates, renewal reminders, and direct access to up-to-date regulatory requirements and producer information.

Carriers

Carriers

Automate your onboarding processes, maintain accurate producers credentials and relationships, streamline regulatory transaction processing, and stay current on regulatory changes.


Education Providers

Education Providers

Easily submit course completion rosters, applications, and renewals to process faster than ever with direct connections to state departments of insurance.

Securities

Securities Firms

Accelerate revenue and simplify compliance. Registration, licensing, disclosures and education management in one convenient location. Secure access from anywhere.

Regulators

Regulators

Achieve effective regulation of the industry with improved customer service. Ensure that your management and processing of critical information is timely and efficient.

THE SIRCON CONNECTED VISION

"When you're not hearing from agents, you know it's going right"

Amanda Crume
Sr. Administrator of Licensing & Contracting,
Assurity Life Insurance Company
From: Assurity Life Success Story

BLOG

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BROCHURE

Sircon® Licensing & Registration Services

Lose the Work and Gain Efficiencies

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SUCCESS STORY

The Hanover Insurance Group

Success Story

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