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Sircon Disclosure Management

Conflicts of Interest Identified and Avoided

Foster a culture of compliance at your firm by making compliance simple and easy. Gain insight into advisor outside business activities (OBA) and private securities transactions (PST) through an online interview that collects all the information you need to identify potential conflicts of interest and make an approval decision.

See it in Action

This video walks you through the steps in OBA disclosure workflow:

  1. Advisor: Disclose a new outside business activity
  2. Reviewer: Receive a notification for the new activity
  3. Reviewer: Review and approve the new activity
  4. Advisor: Approval notification via email

Contact Us for More Information