Sircon has a number of compliance managment solutions for Individuals, Agencies, Carriers, Securities Firms, Education Providers, and State Regulators
Small Securities Firms
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The first major component of Sircon Disclosure Management helps small to mid-sized firms manage their outside business activities (or OBAs) by making it easy for your advisors to report their outside activities. It's your first step towards a measurable shift in compliance culture.
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Agents, Producers, Advisors, Reps, Adjusters
Never forget to renew your licenses with complete credential visibility, in one convenient location. Always know when and where you're authorized to sell with quick access to your personal compliance dashboard.
Compliance Meets Automation
The most efficient way to manage credentials for the entire agency. Benefit from automatic licensing updates, renewal reminders, and direct access to the most up to date regulatory requirements and producer information. With a Sircon solution, you get instant insight and management of all your most current credential information in one location, 24/7.
Complete, Connected, Compliant
Keep business moving forward: Use Sircon to automate your onboarding processes, maintain accurate producers credentials and relationships, streamline regulatory transaction processing, and stay current on regulatory change.
Faster, More Efficient Processing
Easily submit course completion rosters, applications, and renewals to process faster than ever with direct access to state departments of insurance. Save time and money by efficiently managing education information in one place, in real time.
Risk Management at a Glance
Speed time-to-market and achieve compliance. Registration and disclosure risk management, in one convenient location. Help your advisers get and stay authorized quickly with electronic processing and readily-available connections to the most up-to-date regulatory requirements.
With trusted data sources, Sircon solutions are your one stop shop to maintaining a thorough regulatory environment. We ensure that your management and processing of critical information is completed effortlessly and quickly.