Join us for our upcoming webinar, Risk is where the Rep is, on Thursday, October 25 at 10:30am PT/1:30pm ET.
October 25 at 10:30am PT / 1:30pm ET
In our webinar, Industry Expert Lisa Roth and Sircon Senior Product Manager Scott Gillihan will shed some light into the risks involved with supervising registered reps including practical solutions tailored to help manage these risks.
Our knowledgeable speakers will address:
If you can't make the live webinar, go ahead and register and we'll send you the recording afterward!
How to implement the new FINRA Securities Industry Essentials Exam